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Blog categorized as Risk Management

LPL Financial Form CRS

Mariner Independent Advisor Network Form CRS

Check the background of your financial professional on FINRA's BrokerCheck.

We take protecting your data and privacy very seriously. As of January 1, 2020 the California Consumer Privacy Act (CCPA) suggests the following link as an extra measure to safeguard your data: Do not sell my personal information.

The financial professional/s of Saxe Capital are Registered Representatives with, and securities offered through LPL Financial, member FINRA/SIPC. Investment advisory services offered through Mariner Independent Advisor Network, LLC, a Registered Investment Advisor. Mariner Independent Advisor Network, LLC and Saxe Capital are separate entities from LPL Financial.

The financial professionals associated with this website may only discuss and/or transact business with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.

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